robertwen

In recommended procedures of compliance. Review procedures. Members and candidates should review or encourage their employers to review written compliance procedures on a regular basis in order to ensure that they reflect current law and provide adequate guidances to empoyees concerning what is permissible conduct under the law and or the  CFA Insititue Code and Standards. Recommended compliance procedures for specific items of the CFA Insititue Code and Standards are discussed within the guidance associated with each standard.

So why not the company can establish compliance procedures  or policy based on specific items of the CFA Insititue Code and Standards?